Por favor, use este identificador para citar o enlazar este ítem: http://dspace.udla.edu.ec/handle/33000/12766
Tipo de material : masterThesis
Título : Análisis de los mecanismos de control y vigilancia del mercado de valores: caso de estudio ATU ARTICULOS De Acero SA
Autor : Pérez Arellano, Efraín Alejandro
Tutor : Proaño Jaramillo, Carlos Andrés
Palabras clave : MERCADO DE VALORES;SISTEMA FINANCIERO;PARTICIPACIÓN DE ACCIONES
Fecha de publicación : 2020
Editorial : Quito: Universidad de las Américas, 2020
Citación : Pérez, E. (2020). Análisis de los mecanismos de control y vigilancia del mercado de valores: caso de estudio ATU ARTICULOS De Acero SA (Tesis de maestría). Universidad de las Américas, Quito.
Resumen : El presente trabajo de investigación abarca un análisis de los mecanismos de vigilancia y control actualmente previstos en el Ecuador...
Descripción : This research covers an analysis of the surveillance and control mechanisms currently in place in Ecuador. It also includes a summary of the mechanisms implemented in the world's main financial centers, such as the New York Stock Exchange and the London Stock Exchange. The study covers the analysis of financial indices, periodic financial reports, risk rating and external audit forms and reports, as well as monitoring and control mechanisms, and their relevance and effectiveness. In addition, a case study is made regarding the company ATU ARTICULOS DE ACERO SA, a company that was an issuer in the stock market, which was cancelled as issuer at the end of 2018 Echeverría, 2018, with its subsequent dissolution and liquidation in 2019. It is evaluated from a financial and regulatory perspective, whether the mechanisms currently envisaged are sufficient to achieve the purpose of having an efficient and transparent market. Likewise, the actions and omissions carried out by the company ATU ARTICULOS DE ACERO SA are also evaluated, in order to establish the level of compliance it achieved while it was an issuer. Finally, conclusions and recommendations are established with respect to the current monitoring and control mechanisms, the main conclusion being that the issuer was in formal compliance with these mechanisms, which were not sufficient to prevent or warn of the imminent cessation of payments.
URI : http://dspace.udla.edu.ec/handle/33000/12766
Aparece en las colecciones: Maestría en Finanzas Mención Mercado de Valores y Banca

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